May 19, 2026 — Uncategorized
Articles
March 9, 2026 — 保荐人
A Sponsor's Review of the Useful Life and Amortisation of the Listing Applicant's Intangible Assets
March 9, 2026 — 保荐人
Assessment of Market Manipulation and Insider Dealing Risks in Sponsor Due Diligence
March 9, 2026 — 保荐人
Due Diligence Procedures for the Sponsor in Reviewing the Applicant's Asset Retirement Obligations
March 8, 2026 — 保荐人
A Sponsor's Due Diligence on Modern Slavery and Human Trafficking Risks for the Listing Applicant
March 7, 2026 — 保荐人
HKEX Assessment of the Sponsor's Evaluation of the Applicant's Auditor Independence
March 4, 2026 — 保荐人
A Sponsor's Assessment of Biodiversity and Nature-Related Risks for the Listing Applicant
March 4, 2026 — 保荐人
A Sponsor's Due Diligence Framework for the Third-Party Risk Management of the Listing Applicant
March 3, 2026 — 保荐人
Assessing the Commercial Rationale of Connected Party Purchases and Sales in Sponsor Due Diligence
March 2, 2026 — 保荐人
HKEX Assessment of the Sponsor's Evaluation of the Applicant's Nomination Committee
February 27, 2026 — 保荐人
A Sponsor's Due Diligence on the Artificial Intelligence and Automation Risks of the Listing Applicant
February 26, 2026 — 保荐人
HKEX Assessment of the Sponsor's Evaluation of the Applicant's Risk Management Committee
February 24, 2026 — 保荐人
A Sponsor's Review of the Data Governance and Data Quality Management of the Listing Applicant
February 22, 2026 — 保荐人
HKEX Handling of Material Internal Control Weaknesses Identified by the Sponsor in the Listing Application
February 21, 2026 — 保荐人
A Sponsor's Verification and Assessment of Cybersecurity Insurance Coverage for the Applicant
February 19, 2026 — 保荐人
Analysis of Indicators of Impairment for Long-Term Equity Investments in Sponsor Due Diligence
February 17, 2026 — 保荐人
A Sponsor's Review of the Diversity and Inclusion Policies of the Listing Applicant
February 16, 2026 — 保荐人
HKEX Assessment of the Sponsor's Evaluation of the Applicant's Audit Committee
February 15, 2026 — 保荐人
A Sponsor's Due Diligence on the Risk of Intellectual Property Infringement by the Listing Applicant
February 13, 2026 — 保荐人
A Sponsor's Assessment and Mitigation of Key Person Dependency Risk for the Listing Applicant
February 11, 2026 — 保荐人
A Sponsor's Assessment and Verification of Anti-Competitive Behaviour Risk for the Applicant
February 11, 2026 — 保荐人
HKEX Expectations for Transparency of Sponsor Fees in the Listing Application
February 9, 2026 — 保荐人
Analysis of Customer Concentration and Churn Rate in Sponsor Due Diligence
February 6, 2026 — 保荐人
HKEX Guidance on the Norms for Sponsors Citing Industry Experts in the Listing Application
February 5, 2026 — 保荐人
A Sponsor's Assessment and Disclosure of the Aggressiveness of a Listing Applicant's Tax Planning
February 2, 2026 — 保荐人
A Sponsor's Verification of the Listing Applicant's Cybersecurity Incident History
February 2, 2026 — 保荐人
Assessing the Recoverability of Connected Party Loans in Sponsor Due Diligence
January 31, 2026 — 保荐人
A Sponsor's Assessment of the Disruptive Risk to the Listing Applicant's Business Model
January 29, 2026 — 保荐人
A Sponsor's Duty to Review the Corporate Social Responsibility Report of the Listing Applicant
January 27, 2026 — 保荐人
A Sponsor's Assessment and Disclosure of Climate Change Risk for the Listing Applicant
January 23, 2026 — 保荐人
A Sponsor's Assessment and Mitigation of Business Disruption Risk for the Listing Applicant
January 22, 2026 — 保荐人
HKEX Guidance on a Sponsor's Handling of Disagreements with Expert Reports in the Listing Application
January 21, 2026 — 保荐人
A Sponsor's Risk Assessment of Major Supplier Concentration for the Listing Applicant
January 21, 2026 — 保荐人
Considerations for the Sponsor in Assessing the Stability of the Listing Applicant's Management
January 19, 2026 — 保荐人
A Sponsor's Impact Assessment of Industry Regulatory Changes on the Listing Applicant
January 19, 2026 — 保荐人
A Sponsor's Reasonableness Review of the Capitalisation of R&D Expenditure
January 18, 2026 — 保荐人
HKEX Focus Points in Reviewing the Content of the Sponsor's Declaration in the Listing Application
January 17, 2026 — 保荐人
A Sponsor's Verification Method for the Clarity of the Listing Applicant's Asset Ownership
January 16, 2026 — 保荐人
Analysing Dependency on Government Grants and Subsidies in Sponsor Due Diligence
January 14, 2026 — 保荐人
A Sponsor's Review of the Impairment Risk of the Listing Applicant's Intangible Assets
January 13, 2026 — 保荐人
A Sponsor's Assessment and Disclosure of Foreign Exchange Control Risk for the Applicant
January 12, 2026 — 保荐人
Considering Political and Macroeconomic Risk in Sponsor Due Diligence
January 12, 2026 — 保荐人
HKEX Requirements for Sponsor Disclosure of Conflicts of Interest in the Listing Application
January 7, 2026 — 保荐人
A Sponsor's Analysis and Disclosure of the Seasonality of a Listing Applicant's Business
January 6, 2026 — 保荐人
Assessing the Fairness of Pricing in Connected Party Transactions During Sponsor Due Diligence
January 5, 2026 — 保荐人
A Sponsor's Disclosure Obligation Regarding Material Litigation of the Listing Applicant
January 3, 2026 — 保荐人
A Sponsor's Assessment Framework for the Going Concern Status of a Listing Applicant
January 3, 2026 — 保荐人
Analysing Major Customer Dependency in Sponsor Due Diligence
January 1, 2026 — 保荐人
HKEX Guidance on a Sponsor's Reliance on Expert Reports in the Listing Application
December 31, 2025 — 保荐人
A Sponsor's Assessment of Anti-Corruption and Bribery Risks for the Listing Applicant
December 30, 2025 — 保荐人
An Environmental Compliance Verification Checklist for Sponsor Due Diligence
December 30, 2025 — 保荐人
Best Practices for Sponsors in Managing the Listing Applicant's Data Room
December 26, 2025 — 保荐人
A Sponsor's Reasonableness Review of the Assumptions Underlying a Listing Applicant's Financial Forecasts
December 25, 2025 — 保荐人
A Sponsor's Methodology for Assessing the Supply Chain Risk of a Listing Applicant
December 24, 2025 — 保荐人
Core Focus Areas for the Sponsor in Assessing a Listing Applicant's Corporate Governance
December 23, 2025 — 保荐人
HKEX Requirements for Sponsor Communication Records During the Listing Application
December 21, 2025 — 保荐人
A Sponsor's Responsibility to Review the Information System Security of a Listing Applicant
December 21, 2025 — 保荐人
Assessment and Disclosure of Foreign Exchange Risk in Sponsor Due Diligence
December 18, 2025 — 保荐人
A Sponsor's Enhanced Review Obligations for Connected Transactions of the Listing Applicant
December 17, 2025 — 保荐人
A Sponsor's Framework for Assessing the Internal Control Systems of a Listing Applicant
December 16, 2025 — 保荐人
A Sponsor's Duty of Care Regarding Listing Applicant Forecasts and Estimates
December 12, 2025 — 保荐人
Additional Sponsor Compliance Obligations in Reverse Takeovers and Extreme Transactions
December 11, 2025 — 保荐人
A Sponsor's Responsibility for Assessing the ESG Risks of a Listing Applicant
December 11, 2025 — 保荐人
HKEX Expectations on Sponsor Due Diligence Timelines and Practical Pressure Management
December 10, 2025 — 保荐人
A Sponsor's Supervisory Duty When Engaging Third-Party Experts for Due Diligence Work
December 8, 2025 — 保荐人
An Execution Framework for Sponsor Assessment of Listing Applicant Management Integrity
December 7, 2025 — 保荐人
Building a Sponsor Compliance Culture: From Tone at the Top to Frontline Implementation
December 5, 2025 — 保荐人
Defining Sponsor Independence and Connected Sponsors: Designing Intra-Group Firewalls
December 4, 2025 — 保荐人
Drafting the Sponsor's Statement in the Prospectus: Key Points and Common Deficiencies
December 3, 2025 — 保荐人
Annual Sponsor Compliance Review: Self-Assessment Tools and Remediation Plan Development
December 3, 2025 — 保荐人
Civil and Criminal Dimensions of Sponsor Legal Liability: A Review of Recent Case Law
December 1, 2025 — 保荐人
Additional Sponsor Due Diligence Responsibilities in Spin-off and Demerger Listing Projects
December 1, 2025 — 保荐人
Anatomy of an SFC Onsite Inspection: Focus Areas for Sponsor Risk Management Systems
December 1, 2025 — 保荐人
Execution Standards for Supplier and Customer Interviews in Sponsor Due Diligence
November 29, 2025 — 保荐人
Drafting and Updating the Sponsor Internal Compliance Manual: Adapting to Regulatory Changes
November 28, 2025 — 保荐人
Distinguishing the Scope of Type 6 and Type 6A Regulated Activities: A Career Pathway for Licensees
November 27, 2025 — 保荐人
Balancing the Sponsor's Whistleblowing Duty and Confidentiality Obligation During the Listing Process
November 25, 2025 — 保荐人
Establishing a Robust Anti-Money Laundering Due Diligence Framework for Licensed Sponsors
November 24, 2025 — 保荐人
Decoding SFC Circulars: Where Are the Red Lines for Sponsor Compliance Adviser Role Conflicts
November 22, 2025 — 保荐人